Compliance Retail Advisory

JOB OVERVIEW

Regulatory Advisory: Incumbent will be responsible for providing regulatory advisory/clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of RBI and internal policies.

EXPERIENCE

Proven and rich experience of 8+ years in compliance with Banks / NBFCs/HFCs/Consulting to Banks or NBFCs.

Practical knowledge of relevant regulatory requirements and guidelines related to retail lending.

Strong analytical skills with the ability to interpret regulations.

Team Leader. Excellent communication and interpersonal skills.

KEY RESPONSIBILITIES

Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital lending & LAP.

To review retail products/ new initiatives or processes and lead compliance advisory, queries, clarification for retail business.

To review and update policies & procedures for retail business.

Monitor regulatory developments and access their impact on our operations.

Support Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines. Key role in driving the key assignments / projects including automation relating to compliance, and businesses & other functions / products involving compliance by supervising and responsible for end-to-end completion and implementation.

Identify potential areas of compliance vulnerability and risks, develop and implement corrective action plan for resolution.

Responsible for handling regulatory inspections, handling the pre/post inspection related activities.

Monitor and enforce compliance with internal policies and procedures across retail operations. Foster effective relationships with internal & external stakeholders.

Piramal is an equal opportunity employer. Qualified applicants will be considered without regard to age, gender, marital status, sexual orientation, gender identity or expression, disability, or religion. .