Compliance Officer (AIF) | 10+ PQE | Mumbai

• Only candidates with 10+ years of AIF compliance experience should apply.
• Only Mumbai-based candidates or those open to relocation should apply.

About Our Client

Our client is a highly reputed investment and asset management platform with a significant presence in the Indian market and a global investor base.

Job Description

• Lead Governance & Board Management: Act as a trusted advisor to senior leadership and oversee board, committee, and corporate governance processes.
• Drive Regulatory Compliance: Ensure compliance with SEBI AIF Regulations, the Companies Act, FEMA, and other applicable regulatory frameworks, while managing regulatory filings and reporting.
• Manage Stakeholder Relationships: Work closely with institutional investors, regulators, trustees, auditors, custodians, and other key stakeholders.
• Oversee Compliance Frameworks & Risk Management: Develop and strengthen compliance programs, internal controls, governance policies, audits, and regulatory reviews across entities and funds.
• Support Fund & Corporate Lifecycle Activities: Lead governance and compliance aspects of fund formation, restructuring, capital raising, portfolio management, and corporate secretarial activities.

The Successful Applicant

• Qualified Company Secretary (ICSI mandatory); LLB or equivalent qualification preferred.
• 10+ years of experience across AIF, private equity, asset management, or financial services.
• Strong expertise in SEBI/IFSCA AIF Regulations, corporate law, institutional investor engagement, and managing complex multi-entity/SPV structures

What's on Offer

• High-impact leadership role with direct Board and senior stakeholder exposure.
• Opportunity to shape governance and compliance within a leading investment platform.
• Strong visibility, strategic influence, and long-term career growth