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Market / Trade Surveillance

  • Covenant Consultants
  • Remote
  • 2 - 10 Yrs
  • 0.00 - 0.00

Primary duties and responsibilities

  1. Market Monitoring:
  • Monitor trading activities and market data to detect unusual patterns or potential market abuses.
  • Utilize advanced analytics and surveillance tools to identify irregularities in trading behavior.
  • Reviewing Trade surveillance alerts and conducting analysis of trading and market activity for asset class and programs such as Equities, Information barriers, Fixed income, Futures/ Options and Asset management



  1. Data Analysis:
  • Analyze large datasets to identify trends, patterns, and potential compliance issues.
  • Prepare detailed reports and present findings to management and regulatory bodies as required.
  • Investigate market-moving events and create market color, conduct an analysis of the trading in the context of this market color, develop and support a recommendation.


  1. Regulatory Compliance:
  • Ensure all market activities adhere to regulatory requirements and internal policies.
  • Stay updated with the latest regulations and industry standards, implementing necessary changes in surveillance processes.


  1. Technical Proficiency:
  • Demonstrate a strong understanding of financial instruments, trading platforms, and market dynamics.
  • Utilize technical analysis and quantitative methods to assess market trends and trading activities.
  • Proficiency with Bloomberg, Reuters and other market data tools and aptitude for research.
  • Interested in capital markets, current events, and financial news.